Search Result

821 - 840 of 932 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

DTR 1B.2 Modifying rules and consulting the FSA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FSA

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights