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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions