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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

DTR 7.2 Corporate governance statements

As Published: 2008

DTR 7.2 Corporate governance statements

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions