Search Result

361 - 380 of 899 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?