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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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