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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval