Search Result

381 - 400 of 928 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PR App 3.1

As Published: 2005

PR App 3.1

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2007

COBS 20.2 Treating with-profits policyholders fairly

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications