Search Result

221 - 240 of 828 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives