Search Result

161 - 180 of 859 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping