Search Result

161 - 180 of 906 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

As Published: 2006

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services