Search Result

141 - 160 of 525 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

PR App 1.1

As Published: 2005

PR App 1.1

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DISP 1.11 The Society of Lloyd's

As Published: 2007

DISP 1.11 The Society of Lloyd's

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables