Search Result

101 - 120 of 163 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

PERG 13.2 General

As Published: 2007

PERG 13.2 General

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

PR App 1.1

As Published: 2005

PR App 1.1

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose