Search Result

841 - 860 of 861 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues