Search Result

761 - 780 of 1026 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2007

BIPRU 5.2 The central principles of credit risk mitigation

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars