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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

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COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

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