Search Result

641 - 660 of 754 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID