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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading