Search Result

541 - 560 of 689 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE