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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements