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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission