Search Result

461 - 480 of 848 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches