Search Result

461 - 480 of 600 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications