Search Result

461 - 480 of 571 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction