Search Result

441 - 460 of 943 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application