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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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