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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes