Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

…

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

…

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 17.3 Reporting channels

PERG 4.12 Appointed representatives

PR 2.4 Incorporation by reference

REC 3.6 Constitution and governance

REC 1.1 Application

REC 2.7 Access to facilities

CASS 5.8 Safe keeping of client's documents and other assets

ICOBS 7.2 Effects of cancellation

SUP 13A.7 Top-up permission

LR 4.2 Contents and format of listing particulars

REC 2.13 Promotion and maintenance of standards

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

LR 9.6 Notifications

MAR 1.2 Market Abuse: general

COLL 4.3 Approvals and notifications

PERG 5.14 Exemptions

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 4.2C Control over a UK RIE

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COBS 21.2 Principles for firms engaged in linked long-term insurance business