Search Result

361 - 380 of 915 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans