Search Result

341 - 360 of 820 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms