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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

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DTR 5.7 Notification of combined holdings

As Published: 2007

DTR 5.7 Notification of combined holdings

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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