Search Result

341 - 360 of 865 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose