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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund