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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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