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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application