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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing