Search Result

141 - 160 of 583 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments