Search Result

861 - 880 of 971 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

MCOB 12.6 Business loans

As Published: 2004

MCOB 12.6 Business loans

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3