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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction