Search Result

441 - 460 of 471 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2007

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions