Search Result

441 - 460 of 705 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

COBS 18.10 UCITS qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers and service companies

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others