Search Result

341 - 360 of 773 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 4.1 Purpose and application

As Published: 2008

DISP 4.1 Purpose and application

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose