Search Result

301 - 320 of 885 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business