Search Result

681 - 700 of 834 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

…

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

…

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

…

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

…

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

…

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

…

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

…

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

…

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

…

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

…

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

…

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

…

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

…

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

…

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

…