Search Result

661 - 680 of 892 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

PR App 3.1

As Published: 2005

PR App 3.1

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose