Search Result

581 - 600 of 939 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions