Search Result

421 - 440 of 1026 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.1 Application

As Published: 2005

REC 1.1 Application

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties