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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

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SUP 7.3 Criteria for varying a firm's permission

SUP 3.8 Rights and duties of auditors

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading