Search Result

341 - 360 of 744 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms