Search Result

241 - 260 of 939 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options