Search Result

181 - 200 of 888 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations